Assuring a deal can be done through the ‘Assurance’ section of the AMLHUB desktop.
Click on the period you would like to complete assurance for.
Click on the page with a magnifying glass icon, found to the right of the work you'd like to assure.
You will be re-directed to a pop-up window displaying the deal’s structure.
From this window, review the details, CDD etc. and take note of any issues.
When the review is complete, click ‘Assure’.
The following pop-up window will appear:
Passing Assurance
From the pop-up window displayed above, click 'Passed'.
Click ‘Assure’.
It will subsequently be displayed in this assurance period with a status of ‘Passed’. This status is noted under the ‘Assurance’ field.
Action Required
From the pop-up window displayed above, click 'Action Required'.
You will then need to add any issues identified during your review:
Enter a name for the identified issue.
Describe what remediation should be implemented for this identified issue in the ‘planned remediation’ field.
Click 'Add Identified Issue'
The issue will then be displayed under the ‘Identified Issues’ field.
Repeat this process for any additional issues identified during your review of the deal.
3. When all issues have been identified, click ‘Assure’.
4. It will subsequently be displayed in this assurance period with a status of ‘Passed’. This status is noted under the ‘Assurance’ field.